Xin Wei

Regional landslide susceptibility mapping (LSM) is essential for risk mitigation. While deep learning algorithms are increasingly used in LSM, their extensive parameters and scarce labels (limited landslide records) pose training challenges. In contrast, classical statistical algorithms, with typically fewer parameters, are less likely to overfit, easier to train, and offer greater interpretability. Additionally, integrating physics-based and data-driven approaches can potentially improve LSM. This paper makes several contributions to enhance the practicality, interpretability, and cross-regional generalization ability of regional LSM models: (1) Two new hybrid models, composed of data-driven and physics-based modules, are proposed and compared. Hybrid Model I combines the infinite slope stability analysis (ISSA) with logistic regression, a classical statistical algorithm. Hybrid Model II integrates ISSA with a convolutional neural network, a representative of deep learning techniques. The physics-based module constructs a new explanatory factor with higher nonlinearity and reduces prediction uncertainty caused by incomplete landslide inventory by pre-selecting non-landslide samples. The data-driven module captures the relation between explanatory factors and landslide inventory. (2) A step-wise deletion process is proposed to assess the importance of explanatory factors and identify the minimum necessary factors required to maintain satisfactory model performance. (3) Single-pixel and local-area samples are compared to understand the effect of pixel spatial neighborhood. (4) The impact of nonlinearity in data-driven algorithms on hybrid model performance is explored. Typical landslide-prone regions in the Three Gorges Reservoir, China, are used as the study area. The results show that, in the testing region, by using local-area samples to account for pixel spatial neighborhoods, Hybrid Model I achieves roughly a 4.2% increase in the AUC. Furthermore, models with 30 m resolution land-cover data surpass those using 1000 m resolution data, showing a 5.5% improvement in AUC. The optimal set of explanatory factors includes elevation, land-cover type, and safety factor. These findings reveal the key elements to enhance regional LSM, offering valuable insights for LSM practices.

Landslide susceptibility mapping (LSM) is essential for the spatial prediction of landslides and risk prevention. Physically based LSM models are confined by oversimplifications of physical processes and limited information about soil properties. Data-driven LSM models may give reliable results only when the training and the testing data have high similarity, and application in regions with different geological conditions is often inapplicable. This paper proposes four hybrid data-driven and physical models and compares these models in terms of cross-regional generalization ability and prediction uncertainty. The effects of physical module performance on the hybrid model are analyzed. For the physical modules of the four hybrid models, two-dimensional (2D) physically based models, TRIGRS and the infinite-slope stability models (ISSMs), and the three-dimensional (3D) physically based model, Scoops3D, are adopted. The data-driven modules all adopt the convolutional neural network (CNN) model. Two towns in the Three-Gorge Reservoir area of China are used as the training and testing areas. The results show that all hybrid models have better generalization ability than using the data-driven module exclusively. The prediction uncertainty is significantly reduced by pre-selecting training samples using the physical module. The optimal hybrid model is the one that integrates CNN and ISSM (under the saturated condition). It is then applied to a new region (Wushan County) to further validate the generalization ability. It can make accurate predictions without calibrating the trained model using new data from the validation area. Finally, the effectiveness of model averaging for improving the prediction performance is verified. Using model averaging, the AUC value in the validation area yields 0.834, which is even higher than the original realizations, with AUC values ranging from 0.683 to 0.817. Therefore, the optimal hybrid model can be directly used for LSM in the Three-Gorge Reservoir, and the findings can provide valuable guidance for generalization ability improvement and prediction uncertainty reduction of LSM models in other countries and regions.

Knowledge of pore-water pressure (PWP) variation is fundamental for slope stability. A precise prediction of PWP is difficult due to complex physical mechanisms and in situ natural variability. To explore the applicability and advantages of recurrent neural networks (RNNs) on PWP prediction, three variants of RNNs, i.e., standard RNN, long short-term memory (LSTM) and gated recurrent unit (GRU) are adopted and compared with a traditional static artificial neural network (ANN), i.e., multi-layer perceptron (MLP). Measurements of rainfall and PWP of representative piezometers from a fully instrumented natural slope in Hong Kong are used to establish the prediction models. The coefficient of determination (R2) and root mean square error (RMSE) are used for model evaluations. The influence of input time series length on the model performance is investigated. The results reveal that MLP can provide acceptable performance but is not robust. The uncertainty bounds of RMSE of the MLP model range from 0.24 kPa to 1.12 kPa for the selected two piezometers. The standard RNN can perform better but the robustness is slightly affected when there are significant time lags between PWP changes and rainfall. The GRU and LSTM models can provide more precise and robust predictions than the standard RNN. The effects of the hidden layer structure and the dropout technique are investigated. The single-layer GRU is accurate enough for PWP prediction, whereas a double-layer GRU brings extra time cost with little accuracy improvement. The dropout technique is essential to overfitting prevention and improvement of accuracy.

Landslide susceptibility mapping (LSM) is critical for risk assessment and mitigation. Generalization ability and prediction uncertainty are the current challenges for LSM but have been rarely investigated. The generalization ability refers to the ability of trained models to assess the landslide susceptibility of new areas and make accurate predictions. The prediction uncertainty mainly comes from the possibility of wrongly selecting the unstable landslide samples as stable ones from incomplete landslide inventory. This paper proposes a hybrid model by integrating the convolutional neural network (CNN) with physical model transient rainfall infiltration and grid-based regional slope-stability analysis (TRIGRS) to address the challenges above by combining the advantages of the two approaches. CNN is the main structure of the hybrid model and serves as a binary classifier to capture the spatial and inter-channel correlation among landslide conditioning factors and landslide inventory. TRIGRS characterizes the differences among grids caused by lithology by converting originally spatially discrete and banded lithology information into spatially continuous safety factors (Fs) within a fixed range and pre-selects training samples to ensure the correctness of the selected non-landslide grids. Two towns (Zhuyuan and Qinglian) in Fengjie, Chongqing, China, are used as the study area. A landslide inventory and landslide conditioning factor maps with 30 m resolution consist of the database. The performance of CNN and the proposed hybrid model is compared using the receiver operating characteristic curve and relative landslide density index (R-index). The superiority of the hybrid model and the effect of pre-selection of training samples are investigated. The results reveal that the generalization ability is enhanced and the prediction uncertainty is reduced by the proposed hybrid model.